Disclosures

Pillar 3 Disclosure

http://www.elaracapital.com/pdf/Pillar3Disclosure-ElaraCapitalPLC.pdf

Stewardship Code

http://www.elaracapital.com/pdf/Stewardship.pdf

FCA Remuneration Disclosure

http://www.elaracapital.com/pdf/RemunerationDisclosure-2016.pdf

Business Continuity Plan - 2013

http://www.elaracapital.com/pdf/Business Continuity Plan - 2013.pdf

 

Disclosure Of Track Record Of Public Issue(s) Managed By Merchant Banker

Half_year_ended_March_2017.pdf

Half_year_ended_Sep_2016.pdf

Half_year_ended_March_2016.pdf

Half_year_ended_Sep_2015.pdf

Half_year_ended_March_2015.pdf

Half_year_ended_Sept_2014.pdf

Half_year_ended_March_2014.pdf

Half_year_ended_Sept_2013.pdf

Half_year_ended_March_2013.pdf

Track Record- Infibeam Incorporation Limited

 

Securities offered in the United States are offered through Elara Securities, Inc., member FINRA, SIPC, a wholly owned subsidiary of Elara Capital, PLC.

  

COMPLIANCE OFFICERS

Manu Krishnan - MLRO

Manu Krishnan joined Elara in 2005 and presently heads Operations for Elara in London. He has over 8 years’ experience in Investment banking operations particularly in coordinating primary listings of Equity / Global Depositary Receipts and Convertible Bonds on the Luxembourg, Singapore and London International Exchanges. Manu has strong domain expertise in areas of legal, regulatory and documentation for Capital Markets new issues and has successfully concluded over 47 primary issue mandates with Elara. He also oversees trade support and settlement for the International Sales & trading team. Prior to Elara, he was working with  Kotak Mahindra (UK) Limited. Manu has an MBA from Oxford Brookes University, U.K and a first degree in commerce from Mahatma Gandhi University, India. Manu is the MLRO representative for Elara with the UK FSA. 

Gazala Khan - Chief Compliance Officer

Gazala Khan is the Chief Compliance Officer at Elara Capital PLC. Gazala graduated in Commerce from the Mumbai University, India and is also a professionally qualified Company Secretary from 'The Institute of Company Secretaries of India' and a Qualified Lawyer from the 'University of Mumbai, India'. She has also earned the Investment Management Certification pertaining to UK Regulations and Markets from the CFA Society of the UK. Gazala has over 9 years of valuable expertise from her previous experiences with Mehta & Mehta, Company Secretaries; Reliance Capital Asset Management Limited, India; Reliance Capital Asset Management (UK) PLC & UTI International Limited in core compliance & legal work spanning across UK, Indian and overseas companies and offshore funds.

 
Anand Rao - Compliance Officer: Elara Securities (India) Private Limited.